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标题: Violation Response [打印本页]

作者: chetan86    时间: 2011-8-27 09:50     标题: Violation Response

has anyone heard back from the CFA Institute?

I send my letter in and got a response from them that they have received my letter and would continue the investigation shortly after I sent the letter. However, it is going on 40 days, and I have no heard anything further.

Every day that goes by, I get more and more anxious. I have no idea when I will hear or how long it will take. It is highly frustrating. Has anyone heard back from them?

best of luck to all
作者: Unforseen    时间: 2011-8-27 09:56

Well nobody seems to have heard from them so far.. all are awaiting.. wonder how long they will take...
作者: svgleeson    时间: 2011-8-27 10:02

They are probably waiting to see who will crack under the pressure, east german style.
作者: jacksparrow    时间: 2011-8-27 10:08

I posted this in a different thread:


I recently came across this overview:

http://www.cfainstitute.org/ethics/Documents/Professional%20Conduct%20Program%20Documents/can_discipline_stats.pdf

It shows that all June 2011 cases are still pending. Of the 286 December 2010 cases, 72 are still pending. I'm afraid this probably means that the process can take at least half a year.
作者: KungFuPanda    时间: 2011-8-27 10:14

what'd you guys do?
作者: sameeragarwal    时间: 2011-8-27 10:20

I asked for some feedback on monday and they told me this:

"In general, cases related to the CFA exam administration take approximately 4 to 8 months to complete. That timeline is not a guarantee, however. Your case may take a shorter or longer amount of time."
作者: ryanlb    时间: 2011-8-27 10:26

So meanwhile you register for Level III, and then what happens if your passing score for Level II is thrown out?
作者: fishmarket    时间: 2011-8-27 10:31

You can't register for any exam until the end of the investigaton. You don't e ven get your results until then.
作者: therecruit    时间: 2011-8-27 10:37

I'm never cheating




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