CFA论坛 - Powered by Discuz! Board

标题: [CFA模拟真题] 2006 CFA Level I －NO6 [打印本页]

作者: cfaedu 时间: 2006-11-21 11:33 标题: [CFA模拟真题] 每天一练：2006 CFA Level I －NO6

6.Dave Bauman, CFA, is a portfolio manager who wants to buy Arrow Company common stock for his clients' accounts and his personal account. According to the Standards of Practice Handbook, which of the following statements is most accurate? Bauman:

Select exactly 1 answers from the following:

A. must buy the stock for his clients' accounts before buying for his personal account.

B. must wait 30 days after buying the stock for clients before buying for his personal account.

C. may buy for his personal account at any time as long as he discloses the trades to his employer and clients.

D. may buy for his personal account at any time as long as the execution price is not more favorable than the execution price realized by clients.

答案和详解如下！

Feedback: Correct answer: A

Standards of Practice Handbook, 9th edition (CFA Institute, 2005), pp. 121-122

2006 Level I Program Readings, 揋uidance?for Standards I-VII, Standards of Practice Handbook, 9th edition (CFA Institute, 2005), pp. 82-83

2006 Modular Level I, Vol. I, pp. 88-89

Study Session 1?朼

demonstrate a thorough knowledge of the Standards of Professional Conduct by recognizing and applying the standards to specific situations

Transactions for clients and employers have priority over personal transactions. A member may undertake personal transactions only after the member抯 clients and employer have had adequate opportunity to act; no specific waiting period is required.

作者: kevin_in_b 时间: 2007-2-7 04:53

I think C will be the best answer.

作者: x-stephon 时间: 2007-5-28 00:34

d

作者: BeyondCFA 时间: 2007-11-22 17:31

?

作者: ymmjan 时间: 2007-11-28 13:55

thanx

作者: obscurer 时间: 2007-11-28 20:07

a

作者: pwmho 时间: 2008-1-5 20:12

TY

作者: cj1996 时间: 2008-3-17 19:10

a

作者: elea0930 时间: 2008-3-24 16:08

a

作者: fionzheng 时间: 2008-4-16 14:22

d

作者: wj_cathy 时间: 2008-4-17 10:18

gffds

作者: katteniz 时间: 2008-4-17 12:54

r

作者: anothervi 时间: 2008-6-20 13:47

re

作者: jjff252 时间: 2009-2-9 14:02

thanks!

作者: stmilan198 时间: 2009-2-9 14:38

C

作者: 409799780 时间: 2009-2-9 14:47 标题: thanks

c

作者: jasperdong 时间: 2009-2-10 17:02

thanks

作者: johnheman 时间: 2009-2-23 00:07

so, this is....

作者: tomathome 时间: 2009-10-27 09:21

a

作者: wenganyang 时间: 2009-12-5 03:15

dfv

作者: Luccifero 时间: 2010-8-3 11:40

Thanks

作者: zhurenjie 时间: 2010-8-10 16:31

a

作者: z15821047020 时间: 2010-8-10 23:27

i think A is right, priority

作者: muffinboy 时间: 2010-8-12 02:36

sEE

作者: benjamin_bian 时间: 2010-8-12 08:52

C

作者: arisdeng 时间: 2010-8-12 16:54

A

作者: ray_mjmj 时间: 2010-8-13 12:36

a

作者: zzy0600 时间: 2010-8-13 13:48 标题: D

d

作者: jinleijerry 时间: 2010-8-13 19:13

a

作者: topwzp 时间: 2010-8-14 08:19

谢谢大大分享  感觉挺好的~~

作者: iooiooo 时间: 2010-8-23 15:53

谢谢看看答案是否是A

作者: guoxianglong 时间: 2010-8-30 18:27

 a

作者: zhujjing 时间: 2010-9-11 15:40

C

作者: zhaotianming 时间: 2010-9-13 15:23

??

作者: change 时间: 2010-9-13 20:05

看答案

作者: 清风溪上 时间: 2010-9-14 17:13

请问答案

作者: csrmen2002 时间: 2010-9-15 23:29

b

作者: 樱茜lala 时间: 2010-9-16 14:07

d

作者: Ruislwr 时间: 2010-9-16 22:22

I would choose C~

作者: fcbyx 时间: 2010-12-1 15:43

A

作者: cat2011 时间: 2011-1-19 04:41

q

作者: xxjj564 时间: 2011-1-19 15:56

 a

欢迎光临 CFA论坛 (http://forum.theanalystspace.com/)