Linda, CFA, is a member of a political group advocating lower govenmental regulation in all aspects of life. She works in a country where local securities laws are minimal and insider tranding is not prohibited. Linda's politics are reflected in her investment strategy where she follows her country's mandatory legal and regulatory requirement. What steps should Linda most likely take to ensure she does not violate any CFA Institute Standards of Professional Conduct?
A. Continue current investment strategy.
B. Follow the CFA Institute Code and Standards.
C. Disclose to clients that she meets mandatory legal requirments.
我觉得是B。她“ she follows her country's mandatory legal and regulatory requirement”，这是不对的，应该follow stricter rules, which is CFA standard.作者: kevinwkc 时间: 2012-6-2 10:30
must be b for sure作者: wkcjacky 时间: 2012-6-17 00:20
I will expect it is B作者: tcollar 时间: 2012-7-8 02:24
The correct answer is B. There's no question. The CFAI "standards of professional conduct" says:
I Professionalism
A. Knowledge of law "... In the event of conflict, members and candidates must comply with the more strict law, rule, or regulation. ..."
In this case, the "more strict law, rule, or regulation" is the CFAI standards of professional conduct.
