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标题: 请教L2 Practice Exam-Morning 的第6题 [打印本页]

作者: unisabcd    时间: 2007-5-16 19:32     标题: 请教L2 Practice Exam-Morning 的第6题

是关于disclosure of Soft-Dollar Arrangement

答案说题目里的three disclose do not comply with standards, but the time period does.

最后的解释又说the disclosure should be made at least annually, Crow goes beyond the requirment to detail the info on a quarterly basis as well.

这是什么意思?是说disclose quarterly不对吗?

[此贴子已经被作者于2007-5-16 19:32:54编辑过]


作者: karlwei    时间: 2007-5-28 15:27

the disclosure should be made at least annually这是Soft-Dollar Standard的要求,而Crow

做到了每季度一次disclosure,因此不仅comply with standards,而且好于standards的要求






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