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标题: an ethical question [打印本页]

作者: mythralf    时间: 2008-12-5 16:54     标题: an ethical question

if you overhear the director talking about the non-tender issue (such as unrealized loss,etc), and the answers do not include choice of urgying disclosure to public, what can you do?

I have met such a question and the answer is simply to trade on the information so as to protect the clients' benefit. how to comprehende this?

thanks!


作者: lyrahxn    时间: 2008-12-6 09:18

yes i remember a similar one in mock1.but i really doubt the answer; since it may violate "due diligent" rlue. it's just "overhear"!

any other comments?






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