CFA论坛 - Powered by Discuz! Board

标题: [CFA level 1模拟真题]Version 5 Questions－Q38 [打印本页]

作者: cfaedu 时间: 2007-10-25 08:29 标题: [2007 CFA level 1模拟真题]Version 5 Questions－Q38

38. Which one of the following independent situations would most likely be of utmost concern to an investor when reviewing a potential investment's corporate governance practices and policies?

A. None of the members of the Audit Committee are from the accounting area of the company.

B. Without obtaining prior management approval the Board hired external consultants to advise external consultants to advise them about recent environmental legislative

C. As part of his compensation package, one director received a bonus for identifying a potential merger candidate. The company is currently negotiating a merger with that company.

D. One of the directors is the president of a major supplier to the company, but he recuses himself from Board decisions related to the product technologies his company supplies.

作者: 管理员 时间: 2007-10-25 08:47

答案详解如下：

Q38. C Study Session 11-51-b

A director who receives finder's fees for identifying potential merger candidates may not be independent. It may be construed as a related party transaction and it also reflects a conflict of interest on the part of the director in question.

作者: fantasy_ln 时间: 2007-11-3 21:16

11

作者: 水模样 时间: 2007-11-4 20:17

a

作者: 水模样 时间: 2007-11-4 20:18

[em03]

作者: shenyue 时间: 2007-11-4 20:32

a

作者: ondesert 时间: 2007-11-15 12:09

c

作者: hollow 时间: 2007-11-15 17:42

?

作者: nijiu 时间: 2007-11-16 16:09

sese

作者: irismay 时间: 2007-11-18 12:07

thanks

作者: roger88 时间: 2007-11-20 03:07

d

作者: 一只船 时间: 2007-11-20 10:05 标题: e

e

作者: Linda_SCB 时间: 2007-11-21 20:17

c

作者: yangyangda 时间: 2007-11-21 23:34

a

作者: vanessana 时间: 2007-11-21 23:59

a

作者: BeyondCFA 时间: 2007-11-23 15:05

a

作者: alaiyeshi 时间: 2007-11-25 00:13

C

作者: uuu571 时间: 2007-11-26 04:38

c

作者: mecca 时间: 2007-11-28 22:54

zz

作者: cghui 时间: 2007-11-29 16:19

？？

作者: reevesyang 时间: 2007-11-30 08:06

c

作者: jimmysfu 时间: 2007-11-30 08:48

ff

作者: whmanutd 时间: 2007-11-30 12:10

c

作者: pwmho 时间: 2007-12-15 11:25

TY

作者: soloherm 时间: 2008-1-5 22:01

see see

作者: zhuyin 时间: 2008-1-5 22:03

thanks

作者: littleprin 时间: 2008-1-6 00:45

ccc

作者: liqingguo 时间: 2008-1-11 11:58

a

作者: girlgirl07 时间: 2008-1-12 13:27

thanx

作者: marcfeng 时间: 2008-2-7 23:56

作者: 格子的天空 时间: 2008-2-8 07:44

see

作者: andylin 时间: 2008-2-11 22:16 标题: nice

good

作者: nut_pig 时间: 2008-2-15 01:57

1

作者: deanleon 时间: 2008-3-18 09:47

see

作者: hichris 时间: 2008-4-2 13:48

d

作者: wj_cathy 时间: 2008-4-14 19:19

a

作者: liten333 时间: 2008-4-24 23:58

d

作者: road234 时间: 2008-4-25 13:51

b

作者: clover 时间: 2008-6-4 09:40

c

作者: inglune 时间: 2008-6-4 16:43

d

作者: vivivin 时间: 2008-6-20 10:58

re

作者: Allenliu 时间: 2008-6-24 17:25

[em02]

作者: elea0930 时间: 2008-11-3 03:23

a

作者: larissayxt 时间: 2008-11-3 05:14

11

作者: jojoe 时间: 2008-11-21 22:50

[em01]

作者: jiguobiao 时间: 2009-3-11 23:12

a

作者: merlinna 时间: 2009-3-28 04:30

 d

作者: tomathome 时间: 2009-10-28 11:11

c

作者: suhulijing 时间: 2009-11-13 16:22

thanks

作者: Luccifero 时间: 2010-8-4 15:32

Thanks

作者: CAVAPAS 时间: 2010-8-5 18:20

THANKS

作者: Jeff_xu 时间: 2010-8-6 08:35

xie

作者: hlxyhrz 时间: 2010-8-11 09:46

d

作者: arisdeng 时间: 2010-8-12 17:06

A

作者: topwzp 时间: 2010-8-14 08:25

谢谢大大分享  感觉挺好的~~

作者: xxjj564 时间: 2011-2-12 09:31

 a

作者: leopard0703 时间: 2011-2-14 15:42

thanks~

作者: agonyboy 时间: 2011-2-23 10:29

see

欢迎光临 CFA论坛 (http://forum.theanalystspace.com/)