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标题: [CFA level 1模拟真题]Version 1 Questions－Q9 [打印本页]

作者: cfaedu 时间: 2007-11-7 09:44 标题: [2007 CFA level 1模拟真题]Version 1 Questions－Q9

Q9. Nicholas Bennett, CFA, is a trader at a stock exchange, Another trader approached Bennett on the floor of the exchange and verbally harassed him about a poorly executed trade. Bennett pushed the trader and knocked him to the ground, Which of the following best describes Bennett's conduct? Bennett:

A. did not violate either the CFA Institute Code of Ethics or any Standards of Professional Conduct.

B. violated the CFA Institute Code of Ethics, but did not violate any Standards of Professional Conduct.

C. Violated the CFA Institute Code of Ethics and the Standards of Professional Conduct that relates to Professional Misconduct.

D. Violated the CFA Institute Code of Ethics and the Standards of Professional Conduct that relates to Professional Misconduct and Duty to Employer.

答案和详解如下：

Q9 C Study Session i.-2.a

Members should act with integrity, dignity, and in an ethical and professional manner; any individual behavior that reflects adversely on the entire profession should be avoided.

作者: technet 时间: 2007-11-8 21:37

c

作者: yangyangda 时间: 2007-11-9 01:05

a

作者: fantasy_ln 时间: 2007-11-9 16:42

see

作者: 47dx 时间: 2007-11-9 16:58

c

作者: ondesert 时间: 2007-11-12 06:51

a

作者: vivian1022 时间: 2007-11-12 08:42

c

作者: sagachao 时间: 2007-11-12 11:02

[em07]

作者: irismay 时间: 2007-11-12 18:24

Thanks

作者: roger88 时间: 2007-11-20 00:38

Thanks

作者: 雍和宫 时间: 2007-11-20 12:20

[em02]

作者: yuyi1981 时间: 2007-11-20 12:46 标题: 1

1

作者: Linda_SCB 时间: 2007-11-21 17:54

c

作者: LEEFEI571 时间: 2007-11-23 17:01

A

作者: BeyondCFA 时间: 2007-11-23 17:48

c

作者: 水模样 时间: 2007-11-23 21:15

a

作者: cghui 时间: 2007-11-26 11:29

c

作者: fdd5150 时间: 2007-11-26 12:47

d

作者: nijiu 时间: 2007-11-26 14:18

作者: mecca 时间: 2007-11-26 16:21

thx

作者: ironmind 时间: 2007-11-27 09:16

a.道德题可真是千奇百怪啊。

作者: whmanutd 时间: 2007-11-29 14:32

thanks

作者: appl 时间: 2007-11-29 15:38

h

作者: adagl 时间: 2007-11-30 11:09

a

作者: reevesyang 时间: 2007-12-1 05:11

c

作者: shelbyyue 时间: 2007-12-1 06:26 标题: 回复：（cfaedu）[2007 CFA level 1模拟真题]Version ...

v

作者: 血里带风 时间: 2007-12-1 07:33

[em01]

作者: pwmho 时间: 2007-12-10 21:24

TY

作者: Hanson 时间: 2008-1-22 15:11

a

作者: tweety0930 时间: 2008-1-26 18:37

[em02]

作者: strangefis 时间: 2008-2-5 07:43

thnx

作者: deanleon 时间: 2008-3-13 13:05

[em01]

作者: cbot 时间: 2008-3-13 13:15

可看看！！！

作者: kingberg 时间: 2008-3-13 15:03

a

作者: wj_cathy 时间: 2008-4-15 19:14

aa

作者: liten333 时间: 2008-4-28 15:15

a

作者: twinklelee 时间: 2008-5-9 05:57

thanks!

作者: lyh1999 时间: 2008-5-9 11:12

TT

作者: gdtoknw 时间: 2008-5-16 08:15 标题: thx

thx

作者: oleander 时间: 2008-6-2 23:39

a

作者: clover 时间: 2008-6-5 15:48

c

作者: vivivin 时间: 2008-6-20 11:24

re

作者: Allenliu 时间: 2008-6-24 16:14

[em02]

作者: elea0930 时间: 2008-11-3 13:05

c

作者: qiangwei 时间: 2008-11-14 21:05

3

作者: fpoon 时间: 2008-11-25 22:59

t

作者: chuncuco 时间: 2008-11-30 09:46

rt

作者: polymerdj 时间: 2008-12-6 17:06

c

作者: johnheman 时间: 2009-2-23 16:44

so,.....thous is .....

作者: duo1115 时间: 2009-3-2 21:12

c

作者: jiguobiao 时间: 2009-3-11 22:41

a

作者: merlinna 时间: 2009-3-28 17:18

 c

作者: lijiao_1177 时间: 2009-12-3 22:43

3x

作者: xxjj564 时间: 2011-3-10 09:41

 a

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