标题: Reading 1- LOS a-Q5 [打印本页]
作者: cfaedu 时间: 2008-3-31 21:43 标题: [2008] Session 1-Reading 1- LOS a-Q5
Which of the following is least accurate regarding reasons for imposing a summary suspension upon covered persons?
A) | Failure to return the annual professional conduct statement. |
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B) | Misdemeanor charge for the possession of illegal narcotic substances. |
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C) | Disbarment under securities laws. |
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D) | Failure to cooperate with a CFA Institute investigation. |
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作者: cfaedu 时间: 2008-3-31 21:43
The correct answer was B
A single misdemeanor conviction for possession of illegal narcotics is not grounds for a summary suspension.
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