Each candidate in the CFA Program attests through the Candidate Pledge that during the exam they will neither give nor receive assistance in taking the exam. Looking or glancing at another candidate’s answer sheet or giving the appearance of looking or glancing at another candidate’s answer sheet violates the CFA Program Exam Rules, the Code of Ethics, and the CFA Institute Standards of Professional Conduct.
Despite these requirements, fifteen Level I candidates, three Level II candidates, and one Level III candidate were either observed looking and/or giving the appearance of looking at other candidates’ exams/answer sheets during the exam. The Professional Conduct Program investigated these matters and found that the candidates engaged in the conduct, thereby violating the CFA Program Exam Rules, Code of Ethics, and the Standards of Professional Conduct.
Twelve candidates accepted the sanction of Five-Year Suspension from Participation in the CFA Program and Voiding of Exam Results. Two candidates accepted the sanction of Permanent Suspension from Participation in the CFA Program and Voiding of Exam Results.
Three Level I candidates, one Level II candidate, and one Level III candidate requested a Hearing Panel. After consideration of the evidence in each respective case, the Hearing Panels determined the candidates looked and/or gave the appearance of looking at another candidate’s exam. The Hearing Panels imposed the sanction of Five-Year Suspension from Participation in the CFA Program and Voiding of Exam Results on a Level I candidate; Three-Year Suspension from Participation in the CFA Program and Voiding of Exam Results on a Level I candidate; and Two-Year Suspension from Participation in the CFA Program and Voiding of Exam Results on a Level I candidate. A Hearing Panel imposed the sanction of Five-Year Suspension from Participation in the CFA Program and Voiding of Exam Results on Airat Khalikov, a Level II candidate. A Hearing Panel also imposed the sanction of Two-Year Suspension from Participation in the CFA Program and Voiding of Exam Results on the Level III candidate.
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Assistance during Exam
Each candidate in the CFA Program attests through the Candidate Pledge that during the exam they will neither give nor receive assistance in taking the exam. Looking or glancing at another candidate’s answer sheet or giving the appearance of looking or glancing at another candidate’s answer sheet violates the CFA Program Exam Rules, the Code of Ethics, and the CFA Institute Standards of Professional Conduct.
Despite these requirements, fifteen Level I candidates, three Level II candidates, and one Level III candidate were either observed looking and/or giving the appearance of looking at other candidates’ exams/answer sheets during the exam. The Professional Conduct Program investigated these matters and found that the candidates engaged in the conduct, thereby violating the CFA Program Exam Rules, Code of Ethics, and the Standards of Professional Conduct.
Twelve candidates accepted the sanction of Five-Year Suspension from Participation in the CFA Program and Voiding of Exam Results. Two candidates accepted the sanction of Permanent Suspension from Participation in the CFA Program and Voiding of Exam Results.
Three Level I candidates, one Level II candidate, and one Level III candidate requested a Hearing Panel. After consideration of the evidence in each respective case, the Hearing Panels determined the candidates looked and/or gave the appearance of looking at another candidate’s exam. The Hearing Panels imposed the sanction of Five-Year Suspension from Participation in the CFA Program and Voiding of Exam Results on a Level I candidate; Three-Year Suspension from Participation in the CFA Program and Voiding of Exam Results on a Level I candidate; and Two-Year Suspension from Participation in the CFA Program and Voiding of Exam Results on a Level I candidate. A Hearing Panel imposed the sanction of Five-Year Suspension from Participation in the CFA Program and Voiding of Exam Results on Airat Khalikov, a Level II candidate. A Hearing Panel also imposed the sanction of Two-Year Suspension from Participation in the CFA Program and Voiding of Exam Results on the Level III candidate.
禁1年、3年、5年、终身都有的啊作者: elite8686 时间: 2013-1-30 21:00
