Board logo

标题: General Ethics Question [打印本页]

作者: clearlycanadian    时间: 2013-3-30 20:29     标题: General Ethics Question

Who does the Code and Standards apply to?
For example, if they’re asking a question about whether the brother of John Smith, CFA, violated a standard, is that possible or does it only apply to CFA Charterholders and Candidates?
作者: LBriscoe    时间: 2013-3-30 20:29

I think it only apply to folks that related to CFA program
作者: IAmNeil    时间: 2013-3-30 20:29

John’s brother is not a CFA member so he is not subject to the code and standards. If John has supervisory control over his brother, then I think he has a duty to ensure that the standards are carried out. But the brother himself is not subject….
that is my interpretation
作者: meghanjackson    时间: 2013-3-30 20:29

only applies to CFA Charterholders and Candidates




欢迎光临 CFA论坛 (http://forum.theanalystspace.com/) Powered by Discuz! 7.2