标题: Ethics - Is IPS a requirement or recommendation? [打印本页] 作者: Houjichasan 时间: 2013-4-3 01:58 标题: Ethics - Is IPS a requirement or recommendation?
CFAI Volume 1 pp61-62 - Is IPS a requirement or recommendation? It appears under both sections!作者: pawn 时间: 2013-4-3 02:02
Not positive but would think its a requirement given the amount of time spent on the topic
But will wait for others to opine…作者: kingstongal 时间: 2013-4-3 02:06
Requirement or Recommendation!! Is this related to GIPS or Ethics??
I remember to have read that Defined Contribution PP IPS is a requirement, I guess by the law for allowing sufficient investment alternatives, freedom to move between alternatives, literature on options available etc作者: Valores 时间: 2013-4-3 02:10
This was related to Ethics. Well, now that you mention it, want to know both.
1) Under Ethics i.e. the CFA Standards, is IPS a requirement or recommendation?
2) Under GIPS, is IPS a requirement or recommendation?
Thanks in advance!作者: troymo 时间: 2013-4-3 02:14
Haven’t seen this in either作者: IAmNeil 时间: 2013-4-3 02:18
I think its an implicit requirement (or maybe explicit, I don’t remember). I don’t think you’d be following your “Duties to Clients” if you didn’t create one.作者: defour44 时间: 2013-4-3 02:26
Requirement under Ethics.
GIPS - REQUIRED to follow an IPS ‘IF’ there is one in place. Otherwise, recommended to have one if there is none.作者: Iginla2011 时间: 2013-4-3 02:30
Requirement! Helps make things eaasier for the client and the manager
