标题: Schweser#2 Qn8. MNP - can purchase for yourself(NOT for CLIE [打印本页] 作者: disiz64 时间: 2013-4-3 06:18 标题: Schweser#2 Qn8. MNP - can purchase for yourself(NOT for CLIE
I have two situations
1: Harris overhears CFO approving dropping dividends and causing a break in the company’s 68 period long tradition. So the Harris call his broker and sells his account in anticipation of the decline
2: Clark, from analysts conference hears the CFO say that the company plans to buy Dex at 40% prem. So Clark discusses this with a friend causing her to buy 2000 shares.
Are both MNP violation?
I thought purchasing shares for your own account should not be. Please help!作者: profil 时间: 2013-4-3 06:22
Insider trading is insider trading. For reference, see “Wall Street”
