If the member discloses to ALL (existing and new) clients the practice of directing client trades to Broker X in order to get more clients - then does the member not need to seek best execution and price?作者: canadiananalyst 时间: 2013-4-4 07:00
If Broker X does not provide best execution, then I would say it’s a violation.作者: RMontgomery 时间: 2013-4-4 07:04
