标题: Ethics: Deviation from an IPS [打印本页] 作者: ayaz_mahmud369 时间: 2013-4-4 08:57 标题: Ethics: Deviation from an IPS
Are there any circumstances under which a Portfolio manager can deviate from an IPS?作者: adehbone 时间: 2013-4-4 09:01
cannot deviate from IPS.
However can get the IPS itself to change (during review meetings with client) - which must be documented….
and due to that change if it is necessary to modify asset allocation / holdings - discuss those changes. Provide the client with information enough to decide if they want to go for the change (if not - they should have enough time to redeem their investment, without any undue penalties).
