标题: I like this question [打印本页] 作者: Spongebob 时间: 2013-4-9 20:50 标题: I like this question
5. Jim James, CFA, supervises several financial analysts at his firm. James’
compensation is tied to the commissions of the brokers in the firm. James
tells Sally Jones, an analyst, to use a report prepared by a rival firm as the
basis for her report. He tells her that she will need to make minor changes
and that she can then put her name on the report before sending it to clients.
The report contains a “Buy” recommendation on a stock in which James’
supervisor owns a large stake. If Jones complies with James’ request:
A. she has violated Standard I(C) Misrepresentation, but James has not.
B. both she and James have violated Standard I(C) Misrepresentation.
C. neither she nor James has violated Standard I(C) Misrepresentation.
D. James has violated Standard I(C) Misrepresentation, but Jones has not.
I got it wrong but its obvious why when i looked back
