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标题: Ethics Personal Investments [打印本页]

作者: whew1110    时间: 2013-4-10 23:00     标题: Ethics Personal Investments

WHat’s the policy on trading arround securities analyst is assigned to?
作者: Roflnadal    时间: 2013-4-10 23:01

Allowed as long as the analyst position is the same as his rating and that he doesn’t trade prior to issuing a report.
作者: bchadwick    时间: 2013-4-10 23:02

CFAI’s ethics book. Page 172. ROS 7, Personal Investments & Trading




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