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标题: here is a ethic scenario [打印本页]

作者: kkn006    时间: 2013-4-16 09:20     标题: here is a ethic scenario

If you take the best execution for your client, and the broker give you some benefit for marketing. do you voilate standard?
作者: leadcfa    时间: 2013-4-16 09:21

No you do not. As long as the client is aware of the benefit - research reports. I think any other benefit (unclear on what you mean by marketing), the standard is violated.




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