标题: Reading 15: Managing Individual ....tor Portfolios －LOS f [打印本页]
作者: tycoon 时间: 2008-9-16 18:23 标题: [2008] Session 4－Reading 15: Managing Individual ....tor Portfolios －LOS f
CFA Institute Area 3-5, 7, 12, 14-18: Portfolio Management
Session 4: Private Wealth Management
Reading 15: Managing Individual Investor Portfolios
LOS f: Compare and contrast risk attitudes and decision-making styles across distinct investor personality types, including cautious, methodical, spontaneous, and individualistic investors.
作者: tycoon 时间: 2008-9-16 18:24
Which of the following statements about personality typing for individual investors is TRUE?
| A) | Broad classifications of investor types are difficult to derive. |
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| B) | Subjective assessments of investors are easy to standardize. |
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| C) | An ad hoc approach to personality typing is to administer a short questionnaire. |
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D) | It is difficult to render precise categorizations of broad groups of investors. |
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Answer and Explanation
As opposed to precise categories, broad classifications are easy to derive. The more subjective the assessment, the more difficult to standardize. An ad hoc approach would be a less formal approach based on the investment professionals interview with investors.
作者: tycoon 时间: 2008-9-16 18:24
Most of the short questionnaires used by investment professionals to determine client risk tolerance levels consist of:
| A) | comments about investment scenarios. |
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| B) | questions that focus on how the individual would deal with the professional if he/she lost their money. |
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D) | comments about non-investment scenarios. |
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Answer and Explanation
The questions tend to focus on self-evaluative statements and comments on different non-investment scenarios. There is no set number of questions as each professional may use his/her own questionnaire.
作者: tycoon 时间: 2008-9-16 18:25
Which of the following statements about risk and decision-making styles would least likely appear in a personality typing questionnaire?
| A) | My favorite subject in school was mathematics. |
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| B) | I would consider myself to be independent. |
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C) | I typically lose sleep when the market is down. |
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| D) | I do not like contact sports, like football. |
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Answer and Explanation
Most investor questionnaires focus on self-evaluative statements and comments on different non-investment scenarios.
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