17、Winnie Wong and William Leung are enrolled to take the Level I CFA examination. Wong and Leung jointly purchased study materials from a well-known CFA review program. Wong made a photocopy of the copyrighted materials and gave the copied materials to Leung. Wong studied from the original materials. Did Wong and Leung, respectively, violate the CFA Institute Code of Ethics or any Standards of Professional Conduct?

      Wong     Leung

A.   No  No

B.    No  Yes

C.   Yes  No

D.   Yes  Yes

A. Answer A

B. Answer B

C. Answer C

D. Answer D

答案和详解如下：

17、Correct answer is D

Standards of Practice Handbook, 9th edition (CFA Institute, 2005), pp. 7-11

Standards I-VII

2008 Modular Level I, Vol. 1, pp. 15-18

Study Session 1-2-a

demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations presenting multiple issues of questionable professional conduct

d