标题:
Level 1 Ethnic 课后题 28
[打印本页]
作者:
alice006
时间:
2014-8-26 00:48
标题:
Level 1 Ethnic 课后题 28
下载
(279.58 KB)
2014-8-26 00:44
本题正确项是A
请大致翻译一下题目,我不太明白soft dollar 在这题里的作用
我对A项的理解是在new low fee 的条件下可以trade,但A同时不是说prohibit了吗
图片附件:
03.jpg
(2014-8-26 00:44, 279.58 KB) / 下载次数 2
http://forum.theanalystspace.com/attachment.php?aid=54668&k=0725374154e836874413552e68e85521&t=1732419081&sid=OKGcY5
图片附件:
03.jpg
(2014-8-26 00:44, 279.58 KB) / 下载次数 0
http://forum.theanalystspace.com/attachment.php?aid=54669&k=816b955a45b53a8a3a2d5caaaf5e6c27&t=1732419081&sid=OKGcY5
作者:
adjani.zhang
时间:
2014-8-29 11:24
1. 可以用该broker,因为new low-fee trades are comparable to the fees of others
2. 该broker对soft dollar的安排是错误的,commissions paid on the new service toward satisfying the brokerage commitment of the prior full-service arrangements
原则上,哪个客户账户交易产生的soft dollar,属于该客户的财产,不得用于其他客户。
作者:
superteh
时间:
2014-10-25 00:56
Apply commission paid on new service toward satisfying the brokerage commitment of the prior full-service arrangements 只是说明了该 broker 降价了.
欢迎光临 CFA论坛 (http://forum.theanalystspace.com/)
Powered by Discuz! 7.2