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标题: Reading 70: Option Markets and Contracts- LOSa(part 2)～ [打印本页]

作者: yanghon 时间: 2009-3-2 10:29 标题: [2009] Session 17 - Reading 70: Option Markets and Contracts- LOSa(part 2)～

LOS a, (Part 2): Differentiate between exchange-traded options and over-the-counter options.

Q1. Exchange-traded stock options are all of the following EXCEPT:

A) subject to counterparty risk.

B) backed by the options clearinghouse.

C) typically for 100 shares of stock.

Q2. Exchange-traded options are NOT:

A) backed by the Options Clearing Corporation.

B) issued by dealers.

C) standardized as to expirations and contract size.

Q3. Over-the-counter options are:

A) very liquid.

B) largely unregulated.

C) the most important type in terms of volume.

作者: yanghon 时间: 2009-3-2 10:33 标题: [2009] Session 17 - Reading 70: Option Markets and Contracts- LOSa(part 2)～

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LOS a, (Part 2): Differentiate between exchange-traded options and over-the-counter options.

Q1. Exchange-traded stock options are all of the following EXCEPT:

A) subject to counterparty risk.

B) backed by the options clearinghouse.

C) typically for 100 shares of stock.

Correct answer is A)

Exchange-traded options are backed by the clearinghouse and not subject to counterparty risk; over-the-counter options are subject to counterparty risk.

Q2. Exchange-traded options are NOT:

A) backed by the Options Clearing Corporation.

B) issued by dealers.

C) standardized as to expirations and contract size.

Correct answer is B)

Over-the-counter options are issued by dealers.

Q3. Over-the-counter options are:

A) very liquid.

B) largely unregulated.

C) the most important type in terms of volume.

Correct answer is B)

Over-the-counter options are largely unregulated, not liquid, and represent much less volume than exchange-traded options.

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