标题: [CFA入门] [求助]level one 请教Integrity of Capital Markets 中有几句话的理解 [打印本页] 作者: jerrywang0 时间: 2009-7-3 17:23 标题: [求助]level one 请教Integrity of Capital Markets 中有几句话的理解
在notes里这样写的,没明白什么意思。
Recommended Procedures for Compliance
Prohibition of all proprietary trading while a firm is in possession of material nonpublic information may be inappropriate because it may send a signal to the market.
* In these cases, firms should take the contra side of only unsolicited customer trades.