上一主题:Reading 27: Excess Earnings Method
下一主题:Which reading/study session is poorly covered in schweser
返回列表 发帖

Worst ethics question EVER period.

I cannot read this question effectively.  You cannot make wall street references and have Gordon be a lawyer.  If CFAI pulls anything like this I will flip a shut door.
Betsy Fox is an investment advisor who has a client, Don Gordon, who is an employment lawyer. At lunch, Fox noticed Gordon and the Chief Financial Officer of Blue Star Company at the next table. She overhears them talking and ascertains that Blue Star is about to announce higher than expected earnings. Before the earnings release, Gordon contacts Fox and asks her to purchase 3,000 shares for his portfolio. Fox:
A)
can purchase shares for Gordon, but cannot ever purchase shares for her personal account.
B)
can only purchase shares for her personal account after informing all of her clients about the potential of the increase in earnings.
C)
must refuse to purchase shares for Gordon.

返回列表
上一主题:Reading 27: Excess Earnings Method
下一主题:Which reading/study session is poorly covered in schweser