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- UID
- 223319
- 帖子
- 202
- 主题
- 100
- 注册时间
- 2011-7-11
- 最后登录
- 2016-4-15
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sgupta0827 Wrote:
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> But by entering the trade he is not acting in the
> best interest of the client, and the question
> doesn't ask you to focus only on material non
> public information.
I think material non-public trumps Loyalty/Prudence in this situation. I don't have the book in front of me, but I suspect it says something about "acting in the best interest of clients, given that it is legal." In this case, even though its in the clients' best interest, it wouldn't be legal. |
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发表于 2011-7-13 16:16
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