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- 2011-7-11
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- 2013-8-22
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I got this correct. The brochure says soft dollar brokerage is: “soft dollar brokerage refers to transactions conducted on an agency basis and includes trades conducted on a principal basis “
That is not the definition of soft dollar brokerage. Hence C.
It is paying for those types of transactions with client brokerage assets. |
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发表于 2013-4-19 17:33
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