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原文:This provision is not intended to prevent Managers from engaging in secondary investment opportunities — often referred to in some jurisdictions as “side letter,” “sidecar,” or “tag-a-long” arrangements with certain clients as long as such opportunities are fairly allocated among similarly situated clients for whom the opportunity is suitable.
我们要求投资经理公平对待顾客。但是,投资经理可以使用 secondary investment opportunities,即投资经理可能帮助客户投资于房地产,但是投资经理在房地产方面的投资能力不够,他与另外一个这方面的投资专家达成协议,凡是房地产的投资都由此专家来投资,投资经理与所有的客户也说清楚了,将采用这种投资方式(sidecar,即由另外的专家来投资,而不是投资经理本人来投资)。但是,我们要求,凡是签署这样协议的客户之间要公平对待。
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上一主题:[CFA一级]道德
下一主题:CFA二级:能否请老师总结一下CF和Rates?