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[CFA level 1模拟真题]Version 2 Questions-Q1

Q1:According to the CFA Institute Standards of Practice Handbook, insider Trading is Least likely to be prevented by establishing:

A. fire walls.

B. Watch lists.

C. Restricted lists.

D. Selective disclosure.

答案和详解如下:

Q1.  D   07 Modular Ll, Vol,1, PP36--48  Study Session 1-2.a               .

Selective disclosure occurs when companies discriminate in making material nonpublic information public. Selective disclosure raises insider. trading concerns.

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上一主题:[CFA level 1模拟真题]Version 1 Questions-Q15
下一主题:[CFA模拟真题] 2006 CFA Level I -NO46