Code of Ethics and Standards of Professional Conduct Q1 following, possible, respect

cfalevel2011

With respect to the CFA Institute enforcement of the Code and Standards, which of the following is NOT a possible disciplinary sanction?

A) Private censure.

B) Refusing to allow a candidate for the CFA designation to take one of the exams.

C) Payment of a fine.

cfalevel2011

C) Payment of a fine.

CFA Institute does not impose fines. All of the other choices are possible sanctions. CFA Institute may suspend a candidate from further participation in the CFA program.