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答案和详解如下:

Q8.  C  07 Modular Level I, Vol.1, pp53-59  Study Sessions 1-2-a

Members have a responsibility to deal with all clients fairly. The shares should be allocated to those accounts for which the shares were originally intended, regardless of the profitability of the trade.

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上一主题:[CFA level 1模拟真题]Version 1 Questions-Q15
下一主题:[CFA模拟真题] 2006 CFA Level I -NO46