8. David Donnigan enrolled to take the Level II CFA examination in the current year; however, he did not take the exam. Donnigan advised his employer that he was confident that he passed Level II. Did Donnigan violate the CFA Institute Standard of Professional Conduct relating to:
| professional misconduct? | duty to employer? | A. | No | No | B | No | Yes | C | Yes | No | D | Yes | Yes |
Select exactly 1 answers from the following:
A. B. C. D. 答案和详解如下！
Feedback: Correct answer: C
Standards of Practice Handbook, 9th edition (CFA Institute, 2005), pp. 33-35, 83-98 2006 Level I Program Readings, 揋uidance?for Standards I-VII, Standards of Practice Handbook, 9th edition (CFA Institute, 2005), pp. 26-27, 58-68 2006 Modular Level I, Vol. I, pp. 32-33, 64-75 Study Session 1?朾 distinguish between conduct that conforms to the Code and Standards and conduct that violates the Code and the Standards
Members should not engage in conduct involving dishonesty, fraud, deceit, or misrepresentation. The member抯 dishonesty is not addressed in the Standard relating to Duty to Employer, however. | 
发表于 2006-11-21 11:34
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