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[2007 CFA level 1]模拟真题:Version 5 Questions-Q7

Q7. According to the Standards of Practice Handbook, gifts to members from which of the following sources are least likely to create a loss of independence and objectivity?

A. clients

B. brokers

C. corporate issuers.

D. Underwriters o, new securities.

a

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 a

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 a

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 b

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ds

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[em50]

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thanks

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d

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 a

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