Q9. Jiro Sate, CFA, deputy treasurer for May
College, manages the Student Scholarship Trust, Sato issued a Request for Proposals (RFP) for domestic equity managers. Pamela Peters, CFA, a good friend of Sato, introduces him to representatives from Capital Investments, who submitted a proposal. Sate selected Capital as a manager based on the firm's excellent performance record. Shortly after the selection, Peters, who had outstanding performance as an equity manager with another firm, accepted a lucrative job with Capital Have Sato and peters, respectively, violated any CFA Institute Standards of Professional Conduct? Sato Peters A. No No B. No Yes C. Yes NO D. Yes Yes A. Answer A B. Answer B C. Answer C D. Answer D | 
发表于 2007-10-25 18:58
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