Reading 1:Code of Ethics and Standards of Professional Condu following, possible, respect, white, style

mayanfang1

Q6. With respect to the CFA Institute enforcement of the Code and Standards, which of the following is NOT a possible disciplinary sanction?

A)   Payment of a fine.

B)   Private censure.

C)   Refusing to allow a candidate for the CFA designation to take one of the exams.

Q7. Which of the following correctly lists disciplinary sanctions in order of severity, lowest to highest, that the Designated Officer may take as a result of an investigation?

A)   Suspension of the CFA designation, public censure, revocation of the CFA designation.

B)   Suspension of membership, revocation of membership, public censure.

C)   Public censure, suspension of the CFA designation, revocation of the CFA designation.

Q8.A covered person who rejects a stipulation agreement:

A)   may request an appeal to a summary suspension review panel.

B)   will typically not be subject to further disciplinary procedure unless a new investigation is initiated.

C)   may request an appeal to a hearing panel.

gaoflex

thanks  a  lot.

三立

看看答案，谢谢

bdd2007

感谢fenxiang！！！

aliceyingying

回复 2# mayanfang1


    谢谢楼主的分享

cfaxu

这个居然不会。

shing1314

thanks for sharing

et516

thx

祈愿修神

1

fwlm2005

thanks