Q15. Will Lambert, CFA, is a financial analyst for Offshore Investments. He is preparing a purchase recommendation on Burch Corporation for internal use. According to the CFA Institute Standards of Professional Conduct, which of the following statements about disclosure of conflicts is not required? Lambert would NOT need to disclose to his employer that: A) his wife owns 2,000 shares of Burch Corporation. B) he is a beneficiary of a pension plan of his former employer that owns a large number of shares of Burch's stock. C) Offshore is an OTC market maker for Burch Corporation's stock.
[此贴子已经被作者于2009-1-4 15:01:20编辑过] |