Reading 1: Code of Ethics and Standards of Professional Co class, black, spa, following

mayanfang1

Q26. Which of the following is a component of the Code of Ethics?

A)   Members shall use reasonable care and exercise independent professional judgment.

B)   Members shall not knowingly participate or assist in any violation of such laws, rules, or regulations.

C)   Members shall not engage in any professional conduct involving dishonesty, fraud, deceit, or misrepresentation or commit any act that reflects adversely on their honesty, trustworthiness, or professional competence.

Q27. Which of the following is NOT part of the CFA Institute Code of Ethics. Members of CFA Institute will:

A)   use reasonable care and exercise independent professional judgment.

B)   recommend investments that maximize returns for a given level of risk.

C)   strive to maintain and improve their competence and the competence of others in the profession.

Q28. According to the Code of Ethics, the professional judgment of a member should be:

A)   independent.

B)   guided by the SEC guidelines.

C)   dependent on that of his/her colleagues.

Q29. According to the Code of Ethics, when practicing in a professional and ethical manner the goal is to:

A)   increase membership in CFA Institute.

B)   resolve conflicts between clients and employers.

C)   reflect credit on members and the profession.

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