Reading 6: Asset Manager Code of Professional Conduct －LO white, black, related, following

mayanfang1

Q4. Which of the following is part of the ethical responsibilities related to the Asset Manager Code?

A)   Employing qualified staff.

B)   Appointing a compliance officer.

C)   Communicating with clients on a regular basis.

Q5. Which of the following is NOT part of the ethical responsibilities related to the Asset Manager Code of Professional Conduct?

A)   Act in an objective manner.

B)   Communicate with clients in an accurate manner.

C)   Do not engage in market manipulation of security prices.

rawrdinosaur

rt

luqian55

thank you

maxsimax

tq

pinkitty6

thx

lenny_chen

X

思霖

Thx!

leeyaoxee

Thanks.

1212jo

好

jrxx999

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