Reading 8: Trade Allocation: Fair Dealing and Disclosure - valid, style, white, procedure, following

mayanfang1

Q6. Concerning Standard III(B), Fair Dealing, which of the following actions is NOT a valid procedure for compliance with the Standard?

A)    Communicate investment recommendations to all customers including those accounts for which the securities are not eligible for purchase.

B)    Limit the number of people that are involved and are privy to the fact that an investment recommendation is going to be disseminated.

C)    Communicate investment recommendations simultaneously within the firm and to customers, where possible.

suodi

[em50]

mmao

 thx

xiamity

B

powerhql

Thank you, let me have a look please!

htpeng

a

mcdullpong

 thks

jrxx99

踩踩踩踩踩踩踩踩踩踩踩踩

hartzhou

thanks

saifudan

 thx