Q15. The statement Stroh made in his recommendation of APX concerning the election of a pro-business chief executive was: A) not appropriate because of the way it was mentioned in the recommendation. B) appropriate because it did not relate directly to the firms themselves. C) appropriate because it was based on information from the public websites of reliable news agencies.
Q16. With respect to the given information and the sell recommendation of IMI, which of the following statements would NOT be allowable in the sell recommendation under the Standards? A) IMI is now abandoning its plan to partner in the country. B) IMI’s withdrawal was widely believed imminent by the business community of the country. C) IMI’s executives cannot recognize a good opportunity when they see it.
Q17. When Stroh answered his friend’s question concerning whether the friend should invest in APX, Stroh was in violation of all of the following Standards EXCEPT: A) Standards VII(B) Reference to CFA Institute, the CFA Designation, and the CFA Program. B) Standard III(C) Suitability. C) Standard III(B) Fair Dealing.
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发表于 2009-1-9 16:51
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