Q14. All of the following are violations of the Code and Standards EXCEPT: A) TFA’s management not making any special effort to include Hernandez’s holding the CFA designation in their literature and advertisements. B) Hernandez not informing TFA of her private practice and getting written permission for it. C) Hernandez using TFA data and research for her private practice.
Q15. Upon her arrival at TFA, as a CFA charterholder, Hernandez: A) is only required to provide her employer with written notification of her obligation to comply because she has been told her supervisors are aware of the Code and Standards. B) is required to deliver a copy of the Code and Standards to her employer and provide them with written notification of her obligation to comply. C) is not required to deliver a copy of the Code and Standards to her employer.
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发表于 2009-1-9 17:12
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