Reading 2-VII: Standards of Professional Conduct & Gui included, class, following, statements

mayanfang1

Q1. Which of the following statements is a violation of Standard VII(B) if it is included on a CFA charterholder’s resume?

A)   Both of these are violations of Standard VII(B).

B)   My earning the CFA designation indicates my superior ability.

C)   My earning the CFA designation indicates my desire to maintain high standards.

Q2. All of the following statements in promotion of your services are in violation of CFA Institute Standards of Practice handbook EXCEPT:

A)   I guarantee under my management that you will receive returns in excess of the market index average.

B)   based upon my research, you will achieve a 20% compound annual rate of return on small cap stocks over the next 5 years.

C)   I passed Level II of the CFA Program in 2003.

Q3. During 2004 Nancy Arnold received an undergraduate business degree with a management major and completed all requirements for the CFA designation imposed by CFA Institute. She is applying for employment at several brokerage firms. Her resume states, “I was awarded the CFA degree in 2004 by CFA Institute.” Her resume also states that she graduated “with honors” and majored in finance. Her grade point average was 3.48 but “with honors” requires a 3.50 grade point average.

Which of the following statements about Standard VII(B), Reference to CFA Institute, the CFA Designation, and the CFA Program, and Standard I(C), Misrepresentation, is TRUE? Arnold:

A)   violated both Standard VII(B) and Standard I(C).

B)   violated Standard I(C) but she did not violate Standard VII(B).

C)   did not violate either Standard VII(B) or Standard I(C).

Q4. When Wes Smith first joined Advisors, Inc., he was excited that all the analysts at the firm had the CFA designation. In letters to prospective clients, he states that this ensures that Advisors can provide better service than their competitors. With respect to Standard VII(B), Reference to CFA Institute, the CFA Designation, and the CFA Program, this is:

A)   a violation because he mentions the CFA designation in the letter.

B)   a violation for both mentioning the CFA designation and saying the firm can guarantee better service.

C)   a violation because he cannot guarantee better service.

rawrdinosaur

ty

maxsimax

tq

祈愿修神

A

lenny_chen

x

思霖

Thx!

下一站幸福

有些事一转身就一辈子时
有些人一直没机会见，等有机会见了，却又犹豫了，相见不如不见。 有些事一直没机会做，等有机会了，却不想再做了。 有些事。错过了。就是没缘分。抓住了。就是幸福 有些话埋藏在心中好久，没机会说，等有机会说的时候，却说不出口了。 有些爱一直没机会爱，
　　
有些人一直没机会见，等有机会见了，却又犹豫了，相见不如不见。
有些事一直没机会做，等有机会了，却不想再做了。
有些事。错过了。就是没缘分整形美容医院
。抓住了。就是幸福
有些话埋藏在心中好久，没机会说，等有机会说的时候，却说不出口了。
有些爱一直没机会爱，等有机会了，已经不爱了。
有些人很多机会相见的，却总找借口推脱，想见的时候已经没机会了。
有些话有很多机会说的，却想着以如何瘦脸
后再说，要说的时候，已经没机会了。
有些事有很多机会做的，却一天一天推迟，想做的时候却发现没机会了。
有些爱给了你很多机会，却不在意没在乎，想重视的时候已经没机会爱了。
人生有时候，总是很讽刺。
一转身可能就是一世隆鼻
。
说好永远的，不知怎么就散了。最后自己想来想去竟然也搞不清当初是什么原因分开彼此的。
然后，你忽然醒悟，感情原来是这么脆弱的。经得起风雨，却经不起平凡；风雨同船，天晴便各自散了。也许只是赌气，也许只是因为小小的事。
幻想着和好的甜蜜或重逢时的拥抱，那个时候会是边流泪边捶打对方，还傻笑着。该是多美的画面。
没想到的是，一别竟是一辈子了丰胸
。
于是，各有各的生活，各自爱着别的人。曾经相爱，现在已互不相干。
即使在同一个小小的城市，也不曾再相逢。某一天某一刻，走在同一条街，也看不见对方。先是感叹，后来是无奈。
也许你很幸福，因为找到另一个适合开眼角
自己的人。
也许你不幸福，因为可能你这一生就只有那个人真正用心在你身上。
很久很久，没有对方的消息，也不再想起这个人，也不想再想起这些事.
有些事一转身就一辈子了.

文章关键字：有些事一转身就一辈子,美文

cruciFEIx

thanks

leeyaoxee

Thanks.

jrxx999

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