Reading 2-V: Standards of Professional Conduct & Guidan procedures, reasonable, following, members, class

mayanfang1

Q1. According to CFA Institute Standards of Professional Conduct, members should do all of the following to meet the compliance procedures for having a reasonable basis for recommendations, EXCEPT:

A)   analyze the client's investment needs.

B)   analyze the investment's basic characteristics before recommending a specific investment to a broad client group.

C)   distribute a detailed, written research report to clients with each recommendation.

 

dwcfa

 Thanks.

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flyaway59

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