6．CFA Institute Standards of Professional Conduct prohibit CFA charterholders from making statements misrepresenting their qualifications, their firm's services, or the expected performance of any investment. Does this prohibition apply to:
| oral representations? | e-mail messages? | A | No | No | B | No | Yes | C | Yes | No | D | Yes | Yes |
Select exactly 1 answers from the following: A. B. C. D.
答案和详解如下！
Feedback: Correct answer: D Standards of Practice Handbook, 9th edition (CFA Institute, 2005), pp. 25 2006 Level I Program Readings, 揋uidance?for Standards I-VII, Standards of Practice Handbook, 9th edition (CFA Institute, 2005), pp. 20 2006 Modular Level I, Vol. I, pp. 26 Study Session 1?朼 demonstrate a thorough knowledge of the Standards of Professional Conduct by recognizing and applying the standards to specific situations
The Standard prohibiting misrepresentation applies to all oral and written forms of communication, including electronic communications.
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发表于 2006-11-22 10:32
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