18、Nicholas Bennett, CFA, is a trader at a stock exchange. Another trader approached Bennett on the floor of the exchange and verbally harassed him about a poorly executed trade. Bennett pushed the trader and knocked him to the ground. Which of the following best describes Bennett's conduct? Bennett: A. did not violate either the CFA Institute Code of Ethics or any Standards of Professional Conduct. B. violated the CFA Institute Code of Ethics, but did not violate any Standards of Professional Conduct. C. violated the CFA Institute Code of Ethics and the Standard of Professional Conduct that relates to professional misconduct. D. violated the CFA Institute Code of Ethics and the Standards of Professional Conduct that relate to professional misconduct and integrity of capital markets.
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发表于 2008-11-5 16:20
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