Record Retention anywhere, standard, question, electronic

adehbone

What is the standard for record retention of client information, 5 years, electronic or hard copy? I keep seeing question's on this, but dont see it explicitly stated anywhere... anyone?

Valores

7 years hard or soft.

Colum

7 YEARS UNLESS LOCAL LAW SAYS OTHERWISE

HARD OR EECTRONIC ARE FINE EITHER WILL WORK

NakedPuts00

it's a recommendation me thinks, not a requirement.

strikethree

so is the 7 years required, or recommended?

bpdulog

nm, it is a recommendation

mar350

Per schweser, 7 years is a recommendation if no local laws apply. BUT i remember talk on the board that Schweser was wrong and the number was 6 years.....

No word on hard or soft....

pennyless

7 inches hard or soft... Oops I mean 7 years

justin88

6 in the Asset Manager Code Gents. 7 in the SOPH

Valores

there has been an entry in one of the errata dated 27h april on AMC.

7 years is FINAL