Q3. In creating an investment policy statement, a portfolio manager needs to be aware that an investor’s psychological profile may impact: A) neither the investor’s risk tolerance nor their return objective. B) the investor’s risk tolerance and return objective. C) the investor’s risk tolerance only.
Q4. Dan Newsmith is 35 and was recently promoted to regional sales manager of a national trading company. Newsmith has no credit card debt, he does not have an automobile loan, and his home is mortgage free. Newsmith’s salary and bonus more than adequately cover living expenses. Given this brief profile, classify Newsmith’s tolerance to risk taking when investing excess funds.
A) Moderate-to-high risk. B) Low-to-moderate risk. C) Not enough information to tell.
Q5. Kent Andling is 55 years old and recently sold his high tech manufacturing company, which was started in his father’s basement 35 years ago. Andling’s two children are grown and have been featured in recent entrepreneur magazine articles as up and coming entrepreneurs. How would Andling be classified given this brief profile?
A) Not enough information to tell. B) Moderate-to-high risk tolerant. C) Low-to-moderate risk tolerant.
Q6. Steve Smith is 55 years old. He has just been promoted to VP of manufacturing of a well established manufacturing conglomerate. Recently, Smith received a substantial inheritance from a wealthy relative. Given this information, how would Smith be classified along a risk tolerance spectrum?
A) Low-to-moderate. B) Not enough information to tell. C) Moderate-to-high.
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发表于 2009-1-19 16:50
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