Reading 1- LOS A - Q25 black, style

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25、The first component of the Code of Ethics does NOT explicitly say that a CFA Institute member will act in a certain manner with respect to which of the following groups?

A)   The public.

B)   The member's employer.

C)   The SEC.

D)   Colleagues in the investment profession.

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The correct answer was C)

The SEC is not mentioned in the Code of Ethics. Component one mentions duties to the public, clients, prospects, employers, employees, colleagues, and other participants in the global capital markets.