以下是引用宾客在2011-6-8 23:27:00的发言:
呵呵,举这些例子没意义。 去翻翻二级的书,看看general principles of the soft dollar standards. Required:“Soft dollar practices must benifit the client and must place the client's interests above the manager's interest”. 如果dinner是soft dollar,manager无论如何都违规了。
Soft dollar 是指Client brokerage, 书里有定义。 |