karoliukas

Which of the following is part of the ethical responsibilities related to the Asset Manager Code?

A) Employing qualified staff.

B) Appointing a compliance officer.

C) Communicating with clients on a regular basis.

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The ethical responsibilities related to the Asset Manager Code are:

• Always act ethically and professionally;
• Act in the best interest of the client;
• Act in an objective and independent manner;
• Perform actions using skill, competence, and diligence;
• Communicate accurately with clients on a regular basis; and
• Comply with all legal and regulatory requirements.

The other answer choices listed relate to the specific section of the Code dealing with Compliance and Support.