| 2007年6月CFA LEVEL 1 远程教育辅导课程详细列表 |
| 课程名 |
| Ethical and Professional Standards |
Session 1：
Ethical and Professional Standards | 1.“Code of Ethics and Standards of Professional Conduct” 道德与职业行为准则 |
| 2.“Guidance” for Standards I – VII 职业行为准则I – VII指导 |
| 3.“Introduction to the Global Investment Performance Standards (GIPS.)” and 全球投资业绩报告准则导论 |
| 4.“Global Investment Performance Standards” 全球投资业绩报告准则 |
| Quantitative |
Session 2：
Methods:Basic Concepts | 5.“The Time Value of Money” 资金的时间价值 |
| 6.“Discounted Cash Flow Applications” 现金流量折现应用 |
| 7.“Statistical Concepts and Market Returns” 统计概念和市场收益 |
| 8.“Probability Concepts” 概率概念 |
Session 3：
Quantitative Methods:Application | 9.“Common Probability Distributions,” 概率分布 |
| 10.“Sampling and Estimation,” 抽样与推断 |
| 11.“Hypothesis Testing,” 假设检验 |
| 12.“Correlation and Regression,” 相关与回归 |
| Economics |
Session 4：
Economics:Microeconomic Analysis | 13. Elasticity弹性 |
| 14. Efficiency and Equity效率与权益 |
| 15. Markets in Action实际中的市场 |
| 16. Organizing Production组织生产 |
| 17. Output and Costs产出和成本 |
| 18. Perfect Competition完全竞争 |
| 19. Monopoly完全垄断 |
| 20. Monopolistic Competition and Oligopoly垄断竞争与寡头垄断 |
Session 5：
Economics:Macroeconomic Analysis | 21. Demand and Supply in Factor Markets要素市场的需求与供给 |
| 22. Monitoring Cycles, Jobs, and the Price Level监视周期，就业与价格水平 |
| 23. Aggregate Supply and Aggregate Demand总需求与总供给 |
| 24. Money, Banks, and the Federal Reserve货币，银行与联邦储备 |
| 25. Money, Interest, Real GDP, and the Price Level货币，利率，实际GDP与价格水平 |
| 26. Inflation通货膨胀 |
| 27. Fiscal Policy财政政策 |
| 28. Monetary Policy货币政策 |
Session 6：
Economics:Global Economic Analysis | 29. Trading with the World外贸 |
| 30. International Finance国际金融 |
| 31. Foreign Exchange外汇 |
| 32. Foreign Exchange Parity Relations外汇平价理论 |
| Financial Statement Analysis |
Session 7：
Financial Statement Analysis:Basic Concepts, Cash Flow Analysisand IASB GAAP | Preliminary accounting course*(see footnote)会计学预备知识 |
| 33 Framework for Financial Statement Analysis财务报告分析框架 |
| 34 Accounting Income and Assets: The Accrual Concept会计收益与资产：权责发生制 |
| 35 The Statement of Cash Flows现金流量表 |
| 36 Analysis of Cash Flows现金流量分析 |
| 37 Worldwide Accounting Diversity全球会计差异 |
Session 8：
Financial Statement Analysis:Financial Ratios Andearnings Per Share | 38 Analysis of Financial Statements财务报告分析 |
| 39 Dilutive Securities and Earnings per Share摊薄证券与摊薄每股收益 |
Session 9：
Financial Statement Analysis:Inventories, Long-Term Assets andEconomic Reality | 40 Analysis of Inventories存货分析 |
| 41 Long-Term Assets长期资产 |
| 42 Analysis of Long-Lived Assets: Part I — The Capitalization Decision长期资产分析（I）：资本化决策 |
| 43 Analysis of Long-Lived Assets: Part II — Analysis of Depreciation and Impairment长期资产分析（II）：折旧与减值分析 |
Session 10：
Financial Statement Analysis eferred Taxes, On- and Off-Balance-SheetDebt and Economic Reality | 44.“Analysis of Income Taxes,” 所得税分析 |
| 45.“Analysis of Financing Liabilities,” 债务融资分析 |
| 46.“Leases and Off-Balance-Sheet Debt,” 租赁与表外负债 |
| Corporate Finance |
Session 11：
Corporate Finance | 47 Capital Budgeting资本预算 |
| 48 Cost of Capital资本成本 |
| 49 Capital Structure and Leverage资本结构与杠杆 |
| 50 Dividends and Dividend Policy股利与股利政策 |
| 51 The Corporate Governance of Listed Companies: A Manual for Investors上市公司治理结构 |
| Portfolio Management |
Session 12：
Portfolio Management | 52 The Asset Allocation Decision资产配置决策 |
| 53 An Introduction to Portfolio Management组合管理导论 |
| 54 An Introduction to Asset Pricing Models资产定价模型导论 |
| Equity |
Session 13：
Analysis of Eqiity Investments:Securities Markets Industry and Company Analysis | 55 Organization and Functioning of Securities Markets证券市场组织与运行 |
| 56 Security-Market Indexes证券市场指数 |
| 57 Efficient Capital Markets有效资本市场 |
| 58 Market Efficiency and Anomalies市场有效性与异常 |
Session 14：
Analysis of Eqiity Investments: | 59 An Introduction to Security Valuation证券估价导论 |
| 60 Industry Analysis行业分析 |
| 61 Equity: Concepts and Techniques权益：概念与技术 |
| 62 Company Analysis and Stock Valuation公司分析与股票估价 |
| 63 Technical Analysis技术分析 |
| 64 Introduction to Price Multiples价格乘数导论 |
| Fixed Income |
Session 15：
Analysis of Fixed Incomeinvestments:Basic Concepts | 65 Features of Debt Securities债券特征 |
| 66 Risks Associated with Investing in Bonds债券投资风险 |
| 67 Overview of Bond Sectors and Instruments债券板块与工具概览 |
| 68 Understanding Yield Spreads收益级差 |
| 69 Monetary Policy in an Environment of Global Financial Markets全球金融市场下的货币政策 |
Session 16：
Analysis of Fixed Incomeinvestments:Analysis and Valuation | 70 Introduction to the Valuation of Debt Securities债券估价导论 |
| 71 Yield Measures, Spot Rates, and Forward Rates收益衡量：即期利率与远期利率 |
| 72 Introduction to the Measurement of Interest Rate Risk利率风险管理导论 |
| Derivatives |
Session 17：
Derivative Instruments | 73 Derivative Markets and Instruments衍生工具与市场 |
| 74 Forward Markets and Contracts远期合约与市场 |
| 75 Futures Markets and Contracts期货合约和市场 |
| 76 Option Markets and Contracts期权合约和市场 |
| 77 Swap Markets and Contracts互换合约和市场 |
| 78 Risk Management Applications of Option Strategies利用期权管理风险 |
| Alternative Investments |
Session 18：
Alternative Investments
| 79 Alternative Investments其他投资 |
发表于 2007-2-5 10:49
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