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cfaedu

答案详解如下：

Q5.   A.     Study Sessions   1-2-a

Heidberg committed no violation, According to Standard IV (D) Duties to Employers; Responsibilities of Supervisors, "adequate" procedures are those designed to meet industry standards, regulatory requirements, the requirements of the Code and Standards, and the circumstances of the firm, The Standard requires that members with supervisory authority make reasonable efforts to prevent violations of applicable laws, rules, regulations, and the Code and Standards.